Castleton Commodities International LLC

Compliance Analyst/Associate

UK-London
Category
Legal & Compliance
Type
Regular Full-Time

Overview

Castleton Commodities International is searching for a Compliance Analyst/Associate to support all Compliance functions for the European operations of a global commodity merchant.

Responsibilities

Conduct risk management activities to support the Compliance program in the following areas:

- Information barriers

- Gifts meals and entertainment

- Anti-bribery & corruption

- Anti-money laundering and international sanctions compliance

- Position limits

- Surveillance

Support implementation and maintenance of compliance policies, procedures, and programs impacted by global regulatory regimes, including: MiFID II, FinfraG, REMIT and REACH

Assist in the preparation and communication of training material, policies and procedures.

Data mining, retrieval and investigation to support Compliance activities.

Assist with and prepare responses to regulatory inquiries and requests.

Provide support to trading and operational personnel regarding physical and financial trading activities.

Prepare compliance reports.

Maintain necessary books and records.

 

 

Qualifications

Candidate will have 2-3 years of experience in a compliance related function in a trading or financial entity.  Experience in a commodities-related business is preferred.

 

Experience with:

  • AML, KYC and CDD
  • Commodities
  • FCA requirements
  • MiFID II
  • FinfraG
  • REMIT

 

Proficient in MS Excel, Word and Powerpoint

 

Familiarity with:

  • Import/export requirements (including REACH)
  • European exchange regulations
     

German or French language ability preferred

 

*LI-LH1 

 

 

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